Onboarding Journey

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Onboarding Journey

Overview

1 - Introduction

Get to know and understand each other

Personal contact by one of our experts, we analyse the most appropriate setup for your project.

YOU

We like to know your needs and requirements, so we can service you in the best possible manner.

US

It is equally important that you understand who we are, what we do, and how we can help you best.

DELIVERABLES/OUTCOME

  • Good and mutual understanding what you like to achieve.
  • Understanding of our Service Offering
  • Intention to create a tailor-made product

2 - Product Universe Overview

STRUKTURIERTE PRODUKTE

Eine Kombination aus Derivaten und herkömmlichen Finanzanlagen

Aktien, Strukturierte Anleihen, Strukturierte Kredite, Indizes, Investmentfonds

PRODUKTE MIT VERMÖGENSBETEILIGUNG

Statische oder Dynamische Finanzanlagenportfolios

Die Bandbreite reicht von einzelnen Basiswerten bis zu Portfolios aus liquiden und illiquiden Finanzinstrumenten

PRIVATMARKTPRODUKTE

Umwandlung einer privaten Marktanlage in ein Finanzprodukt

Basiswerte: Private Equity, Private Debt. Immobilien, Kunst. Infrastruktur, Forderungen sowie andere Schuldtitel

BLOCKCHAIN (TOKENISIERUNG)

Wir bieten alle Produkte auch als Token an. Darüber hinaus können Sie die herkömmliche Verwaltung Ihrer Produkte wählen oder unseren e-Sec-Service auf der Blockchain nutzen.

2 - Preparation of the Transaction

KYC PROCESS

Initiate the KYC process with your compliance team. We will send you the requirements for all documents needed. Vice versa we are providing you our KYC information.

ANAPYSING THE CHALLANGE

Our project and relationship team will guide you through the process, explaining how we have classified our Product Universe and how certain Product Structures work in detail.

Depending on the transaction structure we will seek further information on the underlying of the transaction. For specific asset classes we have set out questionnaires we will ask you to complete.

DELIVERABLES/OUTCOME

  • Understanding how we structure Transactions
  • Identification of a potential offering or solution
  • Onboarding (KYC/AML) completed

3 - Transaction Set-up

GETTING READY TO GO

For standard products we will invite you to access our digital platform and set up/create your Transaction. Based on the complexity of the product, our project and relationship team will arrange further working sessions to define all parameters of the Transaction.

TRANSACTION PARTIES ONBOARDING

Together we will sign up all required transaction partners (e.g., Custodians, Trading Platform, Paying Agents, Hedging Counterparties, Fronting Banks, Rating Agencies, Valuation Agents) from our vast network of partners.

DELIVERABLES/OUTCOME

  • Introduction to our Digital Platforms
  • Definition of the Product Features
  • Indicative factsheet produced, setting out the Transaction
  • Pricing Agreed

4 - Processing the Issuance

WE’LL GET TO WORK

  • Now we will process all the necessary steps to get you ready for the issuance of your Index and/or your Product solution.
  • Compartment opening by board resolution
  • Open accounts with paying agent, custodian
  • Setup ISIN/WKN/Valor/Euroclear/Telekurs/Bloomberg/Reuters
  • Create global cAnzeigenertificate
  • Create KID (if required)
  • Finalise Product Documentation (incl. signings)
  • etc…

DELIVERABLES/OUTCOME

  • Setup and opening of all required accounts.
  • You will receive the final product documentation
  • Technical Issuance Process is initiated

5 - Issuance/Launch

THE FINAL STEPS

  • Submission to Paying Agent and initial Bond request
  • Deposit of documents (Terms&Conditions) with Clearstream
  • Flow of cash and underlying setup
  • Launch Email
  • Start of Pricing and Secondary Market

DELIVERABLES/OUTCOME

Issuance is completed! Your product is LIVE!

6 - Post Issuance

LIFECYCLE MANAGEMENT

  • You manage your product, and you are in control.
  • Manage Rebalancings and Fact Sheet creation with our Digital Platform
  • We will advise you of all events during the product lifetime like:
  • Coupon Payments, Capital Redemptions and others

AVAILABLE REPORTING

  • Daily reporting files delivered via email or FTP
  • Quarterly fee report per email
  • CI tool kid (Excel add-in)
  • Fact Sheet creation and look through to custodian assets and movements through our Digital Platform